Annuity Panel Referrals

Annuity Panel Referrals

This article will be of interest to ALL Independent Firms that refer pension annuity business to specialist annuity companies.
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Compliance
Positive Compliance: Episode Four

Positive Compliance: Episode Four

This is the fourth in our series of Positive Compliance news articles and focusses on what the FCA looks for […]
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Compliance
Finalised Guidance: Inducements & Conflicts of Interest

Finalised Guidance: Inducements & Conflicts of Interest

The FCA’s finalised guidance (FG14-01) sets clear parameters.
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Compliance
Financial Scams – Insuring the IFA’s Own Losses and the Client’s Losses

Financial Scams – Insuring the IFA’s Own Losses and the Client’s Losses

More and more stories are coming to light of fraudulent schemes continuing to evolve at an alarming rate (please see […]
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Compliance
Positive Compliance: Episode Three

Positive Compliance: Episode Three

This is the third in our series of Positive Compliance news articles and focusses on the important topic of Income […]
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Compliance
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