Is a platform the right answer?
Firms' use of platforms is on the FCA's radar. Are you getting it right?
Suitability – still the FCA’s hot topic
A reminder of why suitability should be your top priority.
FCA survey of firms providing financial advice
This report contains a wealth of interesting information for firms. See how you compare.
FCA Positive Compliance – Mortgage Session
“The advice process: building a solid base.” A summary of the FCA mortgage roadshow.
Changes to Complaints Handling Rules Effective 30/06/2016