Important Changes to Capital Adequacy – A Reminder
Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June?
Inducements and conflicts of interest
The FCA reminds firms of their expectations in relation to conflicts of interest.
Pensions reforms – new advice rules
New rules around pension advice came into effect on 25 Aprill 2016. See here for details.
New regulated activity – advising on P2P agreements
What you need to know about this new regulatory activity.
FCA Positive Compliance – Investments