Important – requirement to notify clients with overseas assets or income
If you have clients with overseas income or assets you might need to notify them of HMRC requirements.
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Compliance
PS16/21 – Increasing transparency and engagement at renewal in general insurance markets
From 1 April 2017 firms will be required to encourage customers to check if auto-renewing is the right thing for […]
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Compliance
FG 16/5 Outsourcing to the cloud and other third party IT services
Firms using cloud based or other third party IT services should note the FCA's guidance.
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Compliance
CP16/18 – PRIIPs and the new rules on disclosure
New rules on disclosure will come into effect on 31 December 2016. See here for more information.
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Compliance
Unauthorised introducers
There has been a proliferation of cases where advisers have advised clients gained via unauthorised introducers, with disastrous outcomes for […]
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Compliance
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Important – requirement to notify clients with overseas assets or income