MiFID II applications and notifications
MiFID II comes into being on 3 January 2018 but firms need to take action now.
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Compliance
Important Changes to Capital Adequacy – A Reminder for Smaller Firms
Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June?
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Compliance
Implementing the FAMR – consultation paper
The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.
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Compliance
ATEB Supervisor Training and Complementary Courses
ATEB Training Days announced
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Compliance
Merging Flexi-Access Drawdown Plans
Is it possible to merge Drawdown Plans?
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Compliance
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MiFID II applications and notifications