Pension Switches – a timely reminder

Pension Switches – a timely reminder

The regulator first published guidance on pension switching advice in 2009. It still applies yet firms do not always meet […]
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Compliance
Adviser fees – the FCA’s next target?

Adviser fees – the FCA’s next target?

It seems highly likely that adviser fees will come under FCA scrutiny. 
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Compliance
ATEB launches risk profiling process

ATEB launches risk profiling process

Fish, tree or river?
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Compliance
Advising on Pension Transfers

Advising on Pension Transfers

Read about the most common failings with transfer advice and how to avoid them.
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Compliance
Treatment of Politically Exposed Persons (PEPs)

Treatment of Politically Exposed Persons (PEPs)

This is a uesful FCA consultation if you have PEPs
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Compliance
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