MMR Intermediary Workshops 1 November 2013 Steve BaileyCompliance We have summarised the key points from recent FCA MMR Intermediary Workshops in this news article. There are some interesting […] Read More
Mortgage Market Review – A Reminder 17 October 2013 Steve BaileyCompliance The Mortgage Market Review (MMR) is due for implemetation in April of 2014. Are you prepared? Read More
RMAR Sections K and L 1 October 2013 Steve BaileyCompliance Having difficulties completing the new RDR friendly sections K and L of RMAR? ATEB has produced guides Read More
Consumer Credit Licence Update 1 October 2013 Steve BaileyCompliance We have recently attended a seminar where the FCA Authorisations department estimated that they will receive around 51,000 applications, although […] Read More
Important Update to Capital Resource Requirements 27 September 2013 Steve BaileyCompliance The FCA has back-tracked on the new Capital Resource requirements! Read More
Consumer Credit Licence 15 September 2013 Steve BaileyCompliance As you may be aware the regulation of consumer credit will move from the Office of Fair Trading (OFT) to […] Read More
FCA Thematic Review – RDR So Far 16 August 2013 Steve BaileyCompliance RDR requires advice to be free from bias, clearly explained and transparently charged. The FCA is currently conducting a three-stage thematic […] Read More
What is Structured CPD 2 August 2013 Steve BaileyCompliance Currently, this is one of the questions we are most often asked. The trouble is, there are different sources of […] Read More
Identify, Assess & Manage 22 July 2013 Steve BaileyCompliance Before you read on, what do you think the title refers to? The answer is Business Risks. The FCA has […] Read More
ATEB RDR Supervisor’s Course 6 June 2013 Steve BaileyCompliance For IFAs and Mortgage Brokers FCA rules and guidance state that: “Firms should ensure that those supervising employees ……. have […] Read More