Use of social media in financial services – the FCA’s view
How do FCA regulations impinge on firms' use of social media?
FCA
Preparing for the Senior Managers and Certification Regime
The SM&CR applies to all FCA regulated firms from December 2019.
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
Investing in Innovative Finance ISAs
The FCA has highlighted potential issues with how IFISAs are promoted.
2019/20 Tax Year Changes & April 2019 Update
New Aggregated Costs and Charges Template / Extended Intelligent Office Integration
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
General Insurance – Complaints Handling
The FCA has criticised complaints handling in some GI firms.
Claims Management – FCA permissions
From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.
FCA Pension Transfer Workshop – update
There is still an opportunity to attend one of these events.
FCA Pension Transfer Workshop
Learn the FCA's latest views on transfer advice.