See what 2020 has in store.
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Sole traders and Single Director firms might look similar but they are treated differently under SM&CR.
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It wasn't all doom and gloom.
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The FCA is gathering information from firms in relation to the fair treatment of vulnerable clients.
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The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.
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9 December is approaching fast - are you ready for SM&CR?
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The FCA has issued some further gudance for firms.
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Do you provide a discretionary management service investing in shares on a regulated market?
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Firms need to undertake Conduct Rules training before 9 December 2019 for Senior Managers and Certification Staff.
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The FCA has published the first summary of the discussions from the responsible lending implementation group.
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