The IMD is being replaced with the IDD!
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Many firms will need to make changes to their suitability processes.
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The FCA has published its policy on recording telephone calls.
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Legal Entity Identifiers will be required by some investors from 3 January 2018. Read this article for more information.
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Finalised guidance around automatic capitalisation of mortgage arrears.
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MiFID II comes into being on 3 January 2018 but firms need to take action now.
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New disclosure rules that were intended to take effect from January 2017 have been put back one year.
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New rules on disclosure will come into effect on 31 December 2016. See here for more information.
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Client conversations might need to be recorded from January 2018. Are you ready?
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New regulation affecting firms arranging or advising on mortgages.
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