A reminder that we are running a supervisor’s training workshop on the 25th September.
It is important that firms can demonstrate that they meet the FCA’s rules and guidance and specifcally that “Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.
Find out more about our workshop here.



Are passives the new benchmark?
Alistair MacDougall Compliance 2018, 2019, FCA, MiFID, Pension, PI
Costs are under close scrutiny by the FCA. What do firms need to consider?