A reminder that we are running a supervisor’s training workshop on the 25th September.
It is important that firms can demonstrate that they meet the FCA’s rules and guidance and specifcally that “Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.
Find out more about our workshop here.
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The date for certifying staff has been deferred in light of the current health emergency.
The FCA has published the findings from its review of equity release advice.
The FCA is issuing a further data request to firms in the DB transfer market.
The FCA is now preparing to gradually move firms across to RegData, the new data collection platform, which replaces Gabriel.
PS20/06 – part one: ban on contingent charging
Alistair MacDougall Compliance 2020, FCA, Mortgage, Pension, Pension Transfer, PI
The first of four articles explaining the implementation and implications of Policy Statement PS20/06.