A reminder that we are running a supervisor’s training workshop on the 25th September.
It is important that firms can demonstrate that they meet the FCA’s rules and guidance and specifcally that “Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.
Find out more about our workshop here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
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Changes to how firms disclose information on services and costs.
The FCA has reviewed the PII policies of 200 intermediaries and found significant problems
An option that could be of benefit to some clients.
Live and Local events are running again in 2017, Book your space.
GC 16/8 : Amendment to Guidance on loan to income ratios in mortgage lending
Alistair MacDougall Compliance 2017, FCA, Mortgage, PI
Planned changes affecting mortgage lenders and of interest to Mortgage Advisers