A reminder that we are running a supervisor’s training workshop on the 25th September.
It is important that firms can demonstrate that they meet the FCA’s rules and guidance and specifcally that “Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.
Find out more about our workshop here.
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Find out more about how to prepare for BREXIT.
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
See what we think might be covered.
See what the FCA is working on.
SM&CR Video
Alistair MacDougall Compliance FCA
The FCA has published a video on SM&CR that you might find of interest.