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Supervisor’s Training Day 15th October 2015

For IFAs and Mortgage Brokers

There are two (2) places left on our next supervisory training workshop.

FCA rules and guidance state that “Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.”

It is important therefore that firms can demonstrate that they meet the FCA’s rules and guidance in this respect.

ATEB provides training to address this need; details of our next scheduled Supervisory Training Workshop are shown below.

  • Date: Thursday 15th October 2015;
  • Location: Newcastle upon Tyne;
  • Duration: All day;
  • Cost: £200 plus VAT per person.

Content:

  • Overview of general T&C requirements on regulated firms;
  • Setting customer facing sales process standards;
  • Consistent and accurate assessment skills;
  • Theory of coaching and training;
  • Training Needs Analysis completion;
  • Constructing SMARTA development plans;
  • Structuring one to ones;
  • Monitoring performance.

Joining Instructions:

  • These will be issued 10-14 days prior to the workshop.

Only 16 places are available on each course and 14 of those have been taken.

Don’t forget to check Our View about this article and the Actions Required By You

Supervisor’s Training Day 15th October 2015

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

If you want one of the remaining spots, please act quickly.

Action Required By You

Email here to make a commitment and reserve your space on the workshop.

Please provide:

  • Attendee Name;
  • Telephone Number;
  • Email Address;
  • Postal Address.
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