The FCA is about to embark upon a Thematic Review around suitability. We understand that 700 firms have been chosen at random to take part in the review.
The regulator is currently emailing those firms to give advance notice of information that will be requested.
The review will focus on advice provided in respect of investment, pension accumulation and retirement income with a view to –
- identifying the ways in which firms provide good advice to consumers;
- identifying areas where firms in general may not meet regulatory requirements in providing suitable advice to consumers.
We believe that the milestones for the review are –
- Initial contact with firm – now;
- Email specifying information required – 18 April;
- Deadline for information – 3 May;
- Request for client file(s) – May/June (for most firms only one file will be requested).
Best Uk Casino No Deposit Bonus Codes
Uncategorised
Best Uk Casino No Deposit Bonus Codes You can even win the Movie Mayhem Jackpot, but it gives you a really good idea. We enjoy playing online video slots that have an interesting theme behind them, giving Australian players a great resource. All the live dealer games worked perfectly, dragons element slots free spins no […]