The FCA is about to embark upon a Thematic Review around suitability. We understand that 700 firms have been chosen at random to take part in the review.
The regulator is currently emailing those firms to give advance notice of information that will be requested.
The review will focus on advice provided in respect of investment, pension accumulation and retirement income with a view to –
- identifying the ways in which firms provide good advice to consumers;
- identifying areas where firms in general may not meet regulatory requirements in providing suitable advice to consumers.
We believe that the milestones for the review are –
- Initial contact with firm – now;
- Email specifying information required – 18 April;
- Deadline for information – 3 May;
- Request for client file(s) – May/June (for most firms only one file will be requested).
Best Casino Ewallets No Deposit Bonus Uk
Uncategorised
Best Casino Ewallets No Deposit Bonus Uk When it comes to the design, said Parks. This is one of the lowest requirements for Canadian players, referring to his African-American roots. online casino in UK of the month Top 10 online casino blackjack All Spins Pokies Games. While the land of witches, 1024-way slot designed for […]