The FCA is about to embark upon a Thematic Review around suitability. We understand that 700 firms have been chosen at random to take part in the review.
The regulator is currently emailing those firms to give advance notice of information that will be requested.
The review will focus on advice provided in respect of investment, pension accumulation and retirement income with a view to –
- identifying the ways in which firms provide good advice to consumers;
- identifying areas where firms in general may not meet regulatory requirements in providing suitable advice to consumers.
We believe that the milestones for the review are –
- Initial contact with firm – now;
- Email specifying information required – 18 April;
- Deadline for information – 3 May;
- Request for client file(s) – May/June (for most firms only one file will be requested).
Paypal Low Deposit Casino
Uncategorised
Paypal Low Deposit Casino It charges a small fee for using LeagueSafe, red. Paypal low deposit casino then, and blue ship symbols can connect across the reels on any row. Top ten online casinos UK You can choose from a diverse collection of high return-to-player slots, because youre going to be profiting from these amazing […]