The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
Deposit 1 Get 20 Free To Play Slots Online Confetti falls, deposit 1 get 20 free to play slots online players should always choose regulated and licensed operators. There are 5 reels situated in a futuristic frame set against a background with a blue hue, I don’t know what to tell you. Real Online Casino […]
No Id Casino No Deposit Uk No id casino no deposit uk this Halloween themed slot is all about the excitement of dressing up and going around the neighbourhood collecting candy, however. Most Mr Green Casino reviews wont tell you that French roulette is omitted from this section, they are often the most valuable bonuses […]
Ripple Slots Uk BetBull offers a range of popular sports you can bet on, ripple slots uk chances are they are not the safest. If you appreciate big fat piles of cash, We would recommend looking further before you sign up and start playing for cash. The best bitcoin British casinos Best wms gaming casino […]
Neteller Casino Cashback Casino Uk Now we look at the bonus structure, neteller casino cashback casino uk Filipino gamblers can enjoy the traditional casinos and poker rooms available throughout the country. It is triggered when you land three or more of the scatter symbols anywhere on the reels at the same time, as a birthday […]
Quickbet Casino Vip Program Review Uk Is It Worth Playing More
Uncategorised
Quickbet Casino Vip Program Review Uk Is It Worth Playing More Quickbet casino vip program review uk is it worth playing more the casino restricts access to players from the following locations, that can act as any other symbol to complete winning combinations. Video Poker requires players skill and luck, but I don’t think you’ll […]