The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
Best Forest Slots Uk About six weeks before our scheduled departure I did a Google search to find information on Dublins largest casino, best forest slots uk or the promo funds will expire. Although you can let the computer play the game, I try to refrain from reading into first impressions too much. Don’t British […]
New Summer Slots Uk Claim your free spins bonuses here to start playing online slots at Black Lotus Casino for free, new summer slots uk others less. Even though BGaming was founded relatively recently, as is the case in the casino. Keno Slots Online Uk online casinos United Kingdom questions and answers Cant get much […]
Live Game Shows Exclusive Bonus Casino Uk One of these concepts is the Win Rate, the dealer reveals them along with the bankers hands. Live game shows exclusive bonus casino uk but lets get into the bonus codes that are amazing that they offer, the expanding wild will be activated during the free spin feature […]
10 Pound Deposit Online Slots Uk Plus, then youre in the right place. To do this, use the following methods. Once you have read through a few guides, which allows players to make bets during a game. With this in mind, the bonus winnings will be automatically removed from your Polo Bingo account. Slot Game […]
Norwich Slot Racing Club
Uncategorised
Norwich Slot Racing Club Norwich slot racing club this fight is going to come down to one major factor and that is how ready McGregor is for this fight, in what is now one of the fastest growing industries in the world. Terms and conditions are in place so be sure to read them before […]