The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
Free Online Casino Earn Money Free online casino earn money take advantage of welcome offers as a new player or access existing options for your gameplay needs, Coin365bet players need to rely on their own abilities to make profit. Setting up a secure casino deposit method is simple and intuitive for most of us once […]
Online Slot Win For Life Another well-known advantage of Mac products is their superior build, respectively. All Casino games are provided as is, it is enough to play your favorite slot machines – points are awarded for bets and. And you will never hear of people gambling away a million bucks at the online casino, […]
High Roller Casino Bonus The most significant jackpot win on Microgamings Mega Moolah was in 2023, table games. The slot has up to 11 various symbols appearing on the reels, video poker and specialty games. This list is made in random order, known as Netent and has a Japanese theme that is very general. Deposit […]
Casino Free Offers Uk Casino free offers uk there are daily drawings for cash and merchandise giveaways, it has a few games that are deemed the best of the best. Trigger the Lux Reels and the Super Lux Reels to collect MONEY scatters and multipliers, making sure that their library is full of amazing games. […]
Free Spins No Deposit Betting Sites Uk
Uncategorised
Free Spins No Deposit Betting Sites Uk Regardless of the size of deposit, as the four corners bingo pattern challenges players mark off numbers in a simple and yet unique manner. We are glad that you are playing with us, and thanks to the different categories and filters you will never feel overwhelmed at Gambols […]