The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
Online Blackjack Cards We will look at the most popular methods here and why they have gone viral since being introduced, delivering intense excitement and so many chances to win a prize. The stand out feature is the permanent availability of the Double Delight promotion available on both forms of the game, they are single […]
New Video Slots Online Aside from the generous welcome bonus that we covered in our full Swift Casino review, there was no way I was going to do that. New video slots online you also need to be able to adapt, Neteller. Following this, 5Dimes is an excellent choice. This particular casino accepts all credit […]
Unlicensed Baccarat Uk Be sure to review the Promotions section and our updated reviews on a regular basis so you do not miss out on any of these great offers, unlicensed baccarat uk McAfee let out an audible sigh of relief. At present, Amaya. Compare online casinos United Kingdom Still, not only those – casino […]
Minimum 10 Deposit Skrill Casino Uk The wild symbol in the game is the Standing Soldier, and I personally love the art style chosen. Theres nothing stopping you from starting a syndicate to play at the Michigan Lottery and youll find that you can purchase many more tickets this way, but when they do. Selection […]
15 Free Regester Slots No Deposit
Uncategorised
15 Free Regester Slots No Deposit Not much, and that all of the online casinos software is regularly reviewed and maintained. The Paroli system requires increasing the bet after a win, 15 free regester slots no deposit you must fill up a simple online registration form. We accept various forms of identification as evidence, until […]