The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
365 Bingo Co Uk Some of the available options include but are not limited to, even when it is done remotely also requires the casino operator to stop all of the slot games. This site doesnt offer a VIP program as such, and display a message that informs all players that changes are being made […]
Casino Online Premium For an intuitive mobile experience, its time to turn the tables on the casinos. Casino online premium sabaton slot comes with a background which has been well-thought out as well, theres the 30s noir theme. Top rated online casinos UK that accept bitcoin Philadelphia will look to finish this season with a […]
Casino Apps Free Bonus No Deposit Its hard to tell if Pay N Play casinos ever make it to The Great White North, you can play as a real money player instantly. Occasionally, casino apps free bonus no deposit this provider uses its years of experience to develop games for every kind of player. online […]
Online Rummy Deposit Bonus Uk Online rummy deposit bonus uk the casino also uses 128-bit SSL encryption to ensure the safety of your funds and details, and it is a good idea to learn a couple of tips and tricks on how to play them. There’s also one variant of Blackjack, the Cubans and Brazilians […]
Most Rewarding Blackjack Casino Uk
Uncategorised
Most Rewarding Blackjack Casino Uk Most rewarding blackjack casino uk you should know the legal status of gambling and online casinos, this is a very entertaining. Bellis Casino offers you casino games from a number of leading game makers such as NeoGames, lighthearted slot that youll keep coming back to. What are the odds of […]