Don’t rush out your suitability reports. Our recommendation is that after writing, you ‘quarantine’ the report until it has been proof read, ideally by a second person.
The suitability report is a major part of your brand and so implementing quality control procedures is good, if not essential practice.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
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