Please see the third issue of Pensions News here .
To access issues 1 and 2 of Pensions News, please see previous ATEB news articles.
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Have your say to influence future regulation.
The FCA has confirmed that the deadline for first certification has been deferred.
You suspect a client is being scammed – what do you do?
The way firms receive Directory feedback has changed.
New SM&CR Annual Reporting Requirement
Alistair MacDougall Compliance FCA, Pension, SM&CR
Disciplinary action arising from a breach of Conduct Rules must be reported.