Its pretty obvious really, but the requirement to demonstrate that you know your customer is a fundamental rule requirement. You may not be surprised to know that FCA thematic reviews continue to find that standards in this respect are not what they should be.
While this information should be gathered at the fact finding stage of the sales process, ATEB suitability provides the facility to summarise the KYC information and to integrate with back office systems so that the data can be pulled through automatically.
New Content Integration with Orbis Investments
Doug McFarlane Suitability 2016, 2024, Content Integration, content management, Integration, Orbis, Update
We have some exciting news on the latest upgrade to ATEB Suitability on 30th October 2024. This update comes at no additional cost and provides a new addition to our content integration library. We have partnered with Orbis Investments to provide our customer firms with access to the following: A description of their service A […]