Useful reminders following a recent FCA thematic review
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The renewal process is changing
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Will you qualify as ‘independent’ under MCD?
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John Begg achieves CII Chartered Status
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The FCA has published a MiFID II Consultation Paper
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Are you ready for the big switch off?
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Changes confirmed for Personal Investment Firms from 30 June 2016
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FCA sets its expectations about how rules will operate in the new environment
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FCA bans the selling of add-on products on an opt-out basis across the financial services market
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2 places left on ATEB's next supervisory training workshop on the 15th October 2015.
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