DP 21/5 – Compensation Framework Review
The Financial Services Compensation Scheme (FSCS) is the UK’s statutory ‘fund of last resort’ for customers of authorised financial services […]
Michael Senior
AR survey
The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have […]
Regulatory permission – use it or lose it
The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions […]
General Insurance Pricing Practices: rule change mapping
We have recently issued a couple of newsletter articles relating to the changes being implemented by policy statement 21/05 “General […]
GI – Pricing Practices Survey
The FCA will shortly be asking a sample of Insurers, Price Comparison Websites and Insurance Intermediaries to complete a short […]
PS21_5 General Insurance Pricing Practices Market Study – implementation timing update
The FCA has issued an addendum that delays the implementation of the rules relating to premium finance disclosure from 01 […]
Dear CEO General Insurance Intermediaries Client Money Arrangements
Following a series of financial resilience surveys and a letter issued in September last year the FCA has issued a […]
PS21_5 General Insurance Pricing Practices Market Study
Following a series of market studies and guidance papers, that can all be accessed here; the FCA issued a policy […]
Financial Resilience Survey – General Insurance
The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question […]
Publication of Directory Persons data
Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or […]