The Financial Services Compensation Scheme (FSCS) is the UK’s statutory ‘fund of last resort’ for customers of authorised financial services
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The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have
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The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions
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We have recently issued a couple of newsletter articles relating to the changes being implemented by policy statement 21/05 “General
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The FCA will shortly be asking a sample of Insurers, Price Comparison Websites and Insurance Intermediaries to complete a short
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The FCA has issued an addendum that delays the implementation of the rules relating to premium finance disclosure from 01
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Following a series of financial resilience surveys and a letter issued in September last year the FCA has issued a
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Following a series of market studies and guidance papers, that can all be accessed here; the FCA issued a policy
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The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question
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Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or
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