RDR/FAMR Review – Firm Information Request
What might this indicate about the FCA's areas of focus?
Alistair MacDougall
FCA Framework for assessing adequate financial resources
The outcome of CP19/20 could have far reaching implications for firms.
PROD rules and risk tolerance
All is not what it seems when considering the risk tolerance rating of different funds.
FCA contingent charging consultation
The FCA is proposing a series of wide ranging changes in relation to pension transfer advice, including a ban on […]
BREXIT latest FCA position statement
Given recent changes in the UK's position on BREXIT, the FCA has updated its guidance.
The CETV guarantee date is not a deadline
Transfer advice is complex and may not always be able to be delivered properly before the CETV guarantee expires.
Execution only and non-advised business
Both of these carry risks for firms. It is essential to understand the regulatory position.
New FCA platform to replace Gabriel
The FCA is planning a new platform to collect data from firms.
PASA Guidance on DB Transfers
What timescales and standards should Scheme Administrators be working to when a member wishes to transfer benefits?
Ongoing reviews and value for money
How can firms ensure clients get value for money in annual reviews?