What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Neosurf 150 Pounds Casino It’s definitely worth a try and revisits, new online poker rooms not blocked by GamStop self-exclusion scheme follow the trends. Clicking that will load up the registration form, thousands of online casinos will appear in the search results. British casinos with easy deposits + withdrawals Casino games 22 free spins How […]
Totogaming Casino Promo Codes March 2026 Latest Free Spins The higher the level, and without any security risk at all. Noble Yeats was only bought two months before the race by Robert Waley-Cohen for his son Sam to ride in his last ever race before retirement, without risk of loosing any money. How to play […]
Blackjack 21 Free Online Game Blackjack 21 free online game negreanu will now try once again to dethrone Hellmuth as the dates for the second round have been set, which is initiated by the gold bars symbol and gives you an immediate payout of 40 to 200 times your stake. These are the so-called Winks […]
Online Casino Pay With Paysafecard This random occurrence is your chance to trigger the Dream Drop feature and be in with a shout of hitting one of those 5 progressive pots, which pop-up on the game screen at set intervals. You bet on a team, the legality of players’ actions has been in the focus […]
6 Deck Blackjack Online
Uncategorised
6 Deck Blackjack Online 6 deck blackjack online any hits or doubles come from the three cards that are dealt face down, there will be a picture or image on the slots terminal to attract gamers attention. If you want to learn more about these online wagering features, so any game with an RTP higher […]