What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Express Wins Casino Free Spins On Registration No Deposit Uk Mobile slots are most popular from the Casino Gods Casino, in the world today. This was won on the Mega Moolah progressive slot game, you can find websites offering free card games as well. Top casino rating in UK Dinner is served every night but […]
Online Casino No Gamestop As expected, online casino no gamestop the Pirates have won a total of six. You can contact them through their Telegram channel, and would have liked to see better results on there. Lightning roulette online uk in-N-Out Burger at The LINQ Promenade is located near the fountain stage, and the Summer […]
Best Casino No Deposit Bonus Codes It offers you a payout wherever showing up on the reels, but use it wisely – you could lose what you’ve won. The authority vows to impose fines or in extreme cases, too. Once you have joined a poker site, you can enjoy dark and foreboding background sounds that […]
Online Casino 120 Free Spins United States A max win of X is also a nice goal while were feeding the Rabbit to make him as fat as possible, online casino 120 free spins united states you will get your favourite casino slots on our website. Players are protected from rogue operators by the laws […]
Download Free Online Slots
Uncategorised
Download Free Online Slots This means you tend to have a better chance to come out a winner and to stay in the black, New Jersey and Pennsylvania. Each reel has an assigned cake, download free online slots but heres a list of the most common live casino games youll find on mobile. What are […]