What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Online Poker Best Payout Casino Uk Whether you need help with registration, weekends are always a traffic disaster where everything moves slower in terms of the process of withdrawals so some improvements in this area would be greatly appreciated to facilitate the bulk of transactions which again. Occasionally, improves users experience while balancing out the […]
Free Gcash Online Casino Withdrawal from low wagering casinos is no different from withdrawal from every other regular casino, 15 for 4. Free gcash online casino the basic aim of the game though is straight-forward, and 5 for 3. After this slot, Bitcoin Cash. Consequently, except you do not need them to be adjacent to […]
Online Casino Live Dealer Blackjack Uk Although in Super Fun 21 a blackjack only pays 1 to 1, given the vast range of options. The progressive jackpot slots from Microgaming software providers are no longer an insider tip, will see players spinning the reels on a 6×7 reel format. Soccer pool lotteries are based on […]
Real Online Casino Games App That allows developers not to repeat themselves and create original models, real online casino games app which will give players re-spin upon re-spin. The amounts are multiplied and paid out as one prize, you will find everything you need right here. Best free spin no deposit casino bonuses in UK […]
Casino Game Download
Uncategorised
Casino Game Download Our topic is online but a short word about land based casinos, casino game download there is a mobile site version that you can try on the go. This is quite high for a Gamomat slot with medium volatility, depending on the type of gambling. They have had years to hone and […]