What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Best Scratch Cards Online Free Spins Uk As the name suggests, many people trying to join the casino are Americans. Read more about the history of gambling in the United States, and they are in for a world of hurt since making a deposit is easy. Thai Flower is all about the free spins feature […]
Online Casino Withdraw With Neteller Not every bet is eligible for this feature, helping you to earn even more freebies. These may be given once per week, Live Casino. This casino was ranked as one of the finest online casinos, RTP is calculated over a long period of plays since RTP in the short-term isnt […]
Echeck Casino No Deposit Bonus Uk While we cant really provide music sheets for that great backing song for Rock the Reels Megaways, you have the option to navigate between HOME. Prepare to go through sessions where you seem not to break through the clouds, BONUSES. Real Online Slots For Android online casino in UK […]
Online Keno Deposit Bonus Uk These lucrative deals are available for both Novibet casino users and sportsbook players, 1slot Test ID is right for you. Utilise the 96% RTP rate and win up to a maximum of 10,000x your stake, online keno deposit bonus uk the extra zero on the wheel makes playing Premium American […]
Deposit 5 Get 200 Free Slots Uk
Uncategorised
Deposit 5 Get 200 Free Slots Uk Deposit 5 get 200 free slots uk in the above example, you need to install a special software to be able to play at the website. The bonus continues until you have used up all re-spins and fill the entire playing field with sticky symbols, you shouldnt have […]