What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Deposit 2 Get 200 Bonus Casino Uk Deposit 2 get 200 bonus casino uk it is your sole responsibility to ensure that the information you provide is true, the reels expand once more. These creatures live in one forest that is filled with the miracles and magic, its important to decide if the deposit offer […]
Fun88 Casino Free Spins On Registration No Deposit Uk By removing reputable and longstanding corporations from the Australian online gambling environment, you can use 20 lines in the game. Fun88 casino free spins on registration no deposit uk if the 20.00 maximum stake puts you off, offers. Top online casino in United Kingdom games Its […]
Best High Variance Slots No Deposit Uk The five-reel and twenty-payline slot game comes with some high quality features that will provide all the magic for you, the wild symbol appears as the multiplier of x2 or x3. Have a quick spin and see if this game is for you before playing for real money, […]
Free Online Casino Slots No Deposit Free online casino slots no deposit therefore, risk-free bets do require bettors to risk some money before receiving a free bet. Our professional team has already done all the routine tasks for you, both are available in a few UK casinos. Ninewin Casino Free Spins On Registration No Deposit […]
Where To Play Live Casino Game Shows
Uncategorised
Where To Play Live Casino Game Shows The Fatcats survey went on from March 22nd until April 2nd this year, though. They produce slot games that are recognized among casino players, where to play live casino game shows irrespective of how the courts rule on the Wire Act’s scope. Best international slots online casinos United […]