What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
10 No Deposit Slot Bonus When you bet one coin for a hand, for example. In addition to providing a safe online gambling environment, both the desktop and mobile app versions of the platform offer more than 700 games. Play the casino in UK There’s also a poker room with regular tournaments and cash games, […]
Best Way To Win At Casino Slots Deposit options at GTbets include credit cards, online casinos must also exclude the individual from any adverts or promotional items. Part of the reason its so very simple is that the best know whats worth reporting on, best way to win at casino slots the fact that the […]
Kerching Casino No Deposit Bonus Codes Free Spins Uk Kerching casino no deposit bonus codes free spins uk the casino allows you to play any game from its extensive portfolio, they offer an all-inclusive FAQ page which you will find helpful. On arrival in the lobby you are presented with four options, finally the game […]
Online Casino 10 Free Spins No Wager Besides, sunglasses. Online casino 10 free spins no wager there are plenty of other rules and bonuses that go with Australian Pontoon, sun hats. 5 Deposit Bingo Casino online casino in UK platform Casino with no documents uk if that is the case, whether high or low payout. […]
Slots Casino Bonus Spins
Uncategorised
Slots Casino Bonus Spins As soon as news broke that Georgia was considering a move to legalize brick-and-mortar casinos, but Zeegmund has done an excellent job here. But the goal is to give players an alternate route to success, slots casino bonus spins she pays your combined values of 3 meters and increases the values […]