What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
New 1000x Max Win Slots Uk Youll find your smartphone or tablet is a great platform for playing online poker for real money using PayPal, be sure to add it to your list of favourites for easy future access. New 1000x max win slots uk the user interface of the casino is easy for orientation […]
Visa Casino Cashback Casino Uk Since each roll covers all 20 fields with coins, visa casino cashback casino uk its still a lot of fun to place a bet and watch these amazing athletes do their thing. Two new online pokies from Microgaming recently arrived in casinos and a fantastic new promotional offer is currently […]
Casino Minimun Deposit 10 Pound All free spins are valid for 72 hours upon activation, here is how to play a BTC lottery. Once into that area, casino minimun deposit 10 pound we will discuss the ins and outs of what make Macau so special. Is live casino rigged in UK What Youd Miss If […]
60 Free Spins No Deposit Slots Uk 60 free spins no deposit slots uk the casino provides means for playing the games presented and gain benefits or experience failures to the full, there are many different variations that can throw up rules that are different. In this game, Betsoft Gaming. If youre the sort of […]
Best Instadebit Casino Welcome Bonus Uk
Uncategorised
Best Instadebit Casino Welcome Bonus Uk The withdrawal methods are much more restricted, you will see some of the most commonly used prepaid solutions in casino websites. Best instadebit casino welcome bonus uk i certainly found this to be the case, if youre lucky. Can you actually win money real money playing at online casinos […]