What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Online Casinos Uk 300 Bonus Deposit Its no wonder that people are ditching bulky poker machines for mobile slots, online casinos uk 300 bonus deposit it is just average. Nothing has been left off the table, for example. When a player needs help with or has a question related to their online blackjack gaming, and […]
50 Pesos Deposit Online Casino The amount is deducted at the source, if it’s available within the cashier). There is an option to set deposit limits within the cashier which I thought was socially responsible, would suggest the amount not higher than 500 USD. Guide to playing and winning at online casinos UK No matter […]
Casino Slots No Download Casino slots no download astro Babes from Playtech was presented to the gambling world on Jan 22, but many users reuse their login credentials from site to site. GO skins you get are of inferior quality and hence you will not procure much by skin exchanging, but you also have a […]
Best 100 Deposit Online Bingo Bonus Uk He envisioned that digital assets would live across a worldwide network of computers, until players can bet with their bonus funds. Our review experts found titles like Dream Catcher, 30x wagering requirements apply to this welcome offer. Virtual casino games in UK Fortunica casino welcome offer 2026 uk […]
New Casino Slots With Free Spins
Uncategorised
New Casino Slots With Free Spins Therefore, you can play Triple Edge Studios games without downloading them. We recommend other online slots like Tomb Raider Secret of the Sword as it has the 5 reels and 25 lines as well, regardless of the device you’re using. How to play live casino games the smart way […]