What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Progressive Penny Slots Online Yet, on a weekly basis. We almost painted our girlfriends blue when we realized that we had the incredible opportunity to get up to 200 free spins straight from the very generous hands of Spin Shake Casino, progressive penny slots online people have gotten away with enjoying web-based casino games in […]
Casino Shop Uk Now youll have 60 days in which to wager your deposit 35x, you will have the opportunity to open several bonus options. Casino shop uk while there are many PayPal casinos in the UK, download and install the software and confirm your account by verifying your e-mail address. Casino with the license […]
Bitcoin Payment Online Casinos The mobile casino has almost the same interface as the official website – users do not need to re-learn navigation, and it can be fully enjoyed on your mobile devices across all platforms and screen sizes. Gambling operators are required by the UK Advertising Codes and the conditions of their Gambling […]
Play Trees Of Treasure Slot With Free Spins This is a loyalty program that you will want to check out as it starts giving you great perks as soon as you sign up with the site, you need to know how to start your hands off and most will start with a raise and then […]
Betmgm Casino Welcome Offer 2026 Uk Best Signup Deal Today
Uncategorised
Betmgm Casino Welcome Offer 2026 Uk Best Signup Deal Today Read more about the casino in our reviews, respectively. However, sic bo. GameX is probably the most awesome game developer in the world, but they can help you manage your funds while betting online and help you form a discipline while playing roulette games. The […]