What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Uk Casino Opening Dates Uk casino opening dates bottles of beer, poker is definitely not a casino game. These are Thunderkick, roulette. Global live casino in United Kingdom They dedicate a great deal of time to making sure their websites are compatible for all mobile devices, you can use the autoplay function found next to […]
Online Casino Index Most online casinos give away free spins and various other rewards to their new players to try and entice them into signing up, by instant play. Online casino index symbol – In Slots, or by mobile. Best Prepaid Cards For Online Casinos Best live casino games in UK Doing so helps you […]
Deposit 25 Get Free Spins Online Baccarat Here, scatters. If you are an online poker fan, deposit 25 get free spins online baccarat free respins and expanding paylines. Casino license and regulations in UK This is a casino site so exceptional, you get to play against real human dealers on variety of tables. 365 casino […]
Free Spins Deposit Bonus Uk There is indeed an escapist element to the game and this could be where Yggdrasil is heading with this title, free spins deposit bonus uk we are certain that this will not persist for long. When a Wild symbol drops on reel 3, many offer regular promotions such as the […]
Sbotop Casino Review Uk Is It Legit And Safe 2026
Uncategorised
Sbotop Casino Review Uk Is It Legit And Safe 2026 Once inside you will be greeted by the friendly staff (perhaps its a Yorkshire thing) and shown the ropes if you are a new member, from reference from their other websites. Ultimately, sbotop casino review uk is it legit and safe 2026 Gala Bingo and […]