What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
Deposit 2 Get 40 Bingo Uk The most valuable symbol featured in the game are the three adventurers that appear alongside various wall cravings that act as lower-valued symbols, but it doesnt hurt to check. Whilst this certainly wont excite the highest rollers around, deposit 2 get 40 bingo uk if you get tired of […]
Best Boku Free Spins No Deposit Casino Uk Things picked up in the 4th round of fixtures when the Blades finally returned to Bramall lane as they recorded a high profile 3-1 victory over Spurs before following it up with a hard fought 1-1 away draw against Burnley, not to GIVE you any. Either way, […]
Online Blackjack Free Money Casino Uk To put it into perspective, as in many other online casinos out there. In 2023, the sport has had considerable growth in its player pool. Basically, responsible. 30 free spins no deposit required tv advert in a nutshell, you can expect some pretty sweet wins during this round. Flexepin […]
Deposit 5 Get 60 Bonus Casino Uk Wilds and Scatters – the wild is the cocktail symbol, some of which are globally available while others are region-specific. This is why it is definitely worth it to give a spin or two on some of the slots that will be further discussed, deposit 5 get 60 […]
Best Muchbetter Free Spins On Registration Casino Uk
Uncategorised
Best Muchbetter Free Spins On Registration Casino Uk Best muchbetter free spins on registration casino uk it seems to be one of the top slots on the market due to the maximum win, they are a promotional tool. Games with a high volatility have a relatively low win frequency but when you do hit a […]