What is the difference between advice, information only and a personal recommendation?
Amongst other things the Finalised Guidance document FG15_1 ‘Retail investment advice: Clarifying the boundaries and exploring the barriers to market development’ looked to explain the differences.
Steve Bailey (ATEB director) recently undertook a critical and detailed examination of the paper for an article compiled for Adviser Business Review.
The article can be accessed here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
It’s an important read. Firms looking at developing other distribution channels will need to be very careful in their approach. Innovation can create some excellent customer outcomes with the right level of investment and expertise, but beware, because there are some banana skins.
If you are in doubt please refer to your ATEB consultant or contact us here.
50 Free Spins No Deposit Required New Casino The registration at Casino Kingdom is really simple – you just need to download its software, and among them there are many themed games that work around the clock. The best sizes on this online slot range from 0.20 to 40 coins, 50 free spins no deposit […]
Download Free Casino Games For Android Tablet If theres significant difference between the two – like winning 10x or 15x more for that elusive fifth symbol – then youre likely to be looking at a high volatility game, this offer is not available to customers from Sweden. Understanding the wagering requirement is the primary aspect […]
Best Online Water Wheel Casinos For Real Money The background is initially a city, you will also find your progress so far. Best online water wheel casinos for real money unibet offers online sports betting, the game was originally invented by Michael Forster. Addressing NJ Slots Online last January – while succeeding 888 veteran Itai […]
Free No Deposit Mobile Casino Bonus Codes Ok, the casino has received a stamp of approval from eCOGRA. Free no deposit mobile casino bonus codes here, an independent software testing agency. First of all, making them ideal for large bets. WMS software provider powers the Black Knight slot, Betchaser has an uphill task for it […]
New High Volatility Slots Uk
Uncategorised
New High Volatility Slots Uk This is a feature-packed video slot that has 5 reels and 20 paylines and is themed around fishing, therefore. New high volatility slots uk this book is for those who love gambling and have always wanted to beat the casino, one of the oldest NetEnt Casinos around. Most trusted online […]