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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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Under the Chinese epidemic, an old couple went shopping,But there are brave and optimistic attitude to face and defeat it.

Financial difficulty for insurance and premium finance firms

Compliance ,

Further guidance on dealing with customers in financial difficulty.

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Transfer advice transition period

Compliance , ,

How do the transitional rules on transfer advice apply?

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Sometimes you just have to look up.

RegData migration about to start

Compliance ,

The Gabriel replacement is now being rolled out to firms. 

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Workplace Pensions

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Firms that provide advice on DB pension transfers have to consider workplace pensions as the destination. How can these be researched?

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The importance of ‘knowledge and experience’

Compliance , , , ,

How do you assess and take account of the client’s knowledge and experience?

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Abridged Advice Report Template Tweaks & New Provider Text

Suitability , , , ,

Abridged Advice Report Tweaks & New Provider Text

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New transfer rules – have you applied them yet?

Compliance ,

Don’t get caught out by the transitional period.

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EU Withdrawal – Transitional period for new rules

Compliance , , , , ,

The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.

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Dear CEO letter to General Insurance Intermediaries

Compliance ,

The FCA has concerns over the safeguarding of client assets. 

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New Abridged Advice Report Template & PS20/06 Rules for DB Transfer

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DB Transfer PS20/06 Update & New Abridged Advice Template

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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COVID-19: Guidance for financial firms

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COVID-19

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COVID-19 Information

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Business Continuity – COVID-19 virus

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PROD – risk tolerance and risk mapping

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SM&CR – Notifying changes to the management body

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Are passives the new benchmark?

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ESG investing

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Money Advice Service Printed Guides

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Dear CEO – 2020

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