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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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New pension transfer rules – ATEB Suitability is ready

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Is your suitability report process ready for the new transfer rules? ATEB Suitability is!

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Pension Transfer Webinars

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Register your interest in taking part in a series of Pension Transfer Seminars.

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New transfer rules – are you ready?

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New rules apply to transfer advice from 1 OCtober 2020. Are you ready?

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Webinar – pension transfers

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ATEB is running a series of webinars covering the significant changes to the rules around pension transfer advice that apply from 1 October 2020.

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New SM&CR Annual Reporting Requirement

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Disciplinary action arising from a breach of Conduct Rules must be reported.

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Call for input – Consumer Investments Market

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Have your say to influence future regulation.

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Delay to SM&CR dates confirmed

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The FCA has confirmed that the deadline for first certification has been deferred.

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Saving clients from scams

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You suspect a client is being scammed – what do you do?

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Changes to Directory Feedback

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The way firms receive Directory feedback has changed.

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Pension Transfers – need to consider a workplace pension

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Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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EARLIER ON WE ALSO DISCUSSED...

IR35 update

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Mortgage advice and selling standards (Policy Statement 20/1)

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Non-financial misconduct

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Invisible advisers

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Pension switches (and other replacement business)

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5MLD – the Trust Registration Service scope widens

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Fifth Money Laundering Directive (5MLD)

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What’s on the horizon for 2020?

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Approving Financial Promotions

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Research and due diligence… not the same thing

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SM&CR – sole traders and single directors

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Good news from 2019

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Pet hates of a file reviewer – part three

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