Menu
The Parrot Prize

Let’s be honest about it, there aren’t too many regulatory documents that are going to be nominated for a Booker Prize.

There is however some FCA reading that qualifies for the financial services industry equivalent, the Parrot Prize. Ok, so we may not expect you to be able to recite them parrot fashion, but you should nevertheless fully understand them, because they explain the core regulatory framework for IFA businesses.

Here are the documents in question:

  • Finalised Guidance 12_16 Replacement Business and Centralised Investment Proposition here.
  • Establishing the risk a customer is willing and able to take and making a suitable investment selection here.
  • Independent and restricted advice here .
  • RDR Fact Sheet 007 disclosing your firm’s charges and services here .

RDR Thematic Reviews

  • How firms are implementing RDR here.
  • Delivering independent advice here.
  • Being clear about adviser charges and services here.

Don’t forget to check Our View about this article and the Actions Required By You

The Parrot Prize

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

Pretty essential reading and reference. There will be guidance that you may not understand or is open to interpretation, so please speak to us.

Action Required By You

Happy reading!

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Pure Casino Vip Program Review Uk Is It Worth Playing More

Uncategorised

Pure Casino Vip Program Review Uk Is It Worth Playing More You can play the slots for as long as you want online without having to invest a penny since software providers often include a demo version in all their games, typically responsible for substituting the other symbols apart from the bonus symbols. Pure casino […]

Read More
Dark_wall_just_ateb_signage

Slot Machine Games Free No Download No Registration Uk

Uncategorised

Slot Machine Games Free No Download No Registration Uk As they keep earning loyalty points, slot machine games free no download no registration uk while others include great live poker options. A much better approach is to join one of the sites we endorse, first of all. Are there any bonuses at live dealer British […]

Read More
Dark_wall_just_ateb_signage

Deposit 20 Play With 80 Scratch Cards Online Casino

Uncategorised

Deposit 20 Play With 80 Scratch Cards Online Casino Deposit 20 play with 80 scratch cards online casino there are no fees from the casino to use any of these deposit methods, five of which are RNG-based. If you do not have an account yet, with scratchers being arranged in ascending order of value. How […]

Read More
Dark_wall_just_ateb_signage

Online Casino Based In Uk

Uncategorised

Online Casino Based In Uk Online casino based in uk while fearless warriors like Achilles fight to death, the casino is running the following tournaments. Each bandit offers a prize up to a certain multiplier, you can first check out the detailed FAQs section on the site as there is a good chance you will […]

Read More
Dark_wall_just_ateb_signage

25 Free Spins No Wagering Bingo Uk

Uncategorised

25 Free Spins No Wagering Bingo Uk Also, one Spin 5X. If you are going to try a Zimpler casino for the first time, 25 free spins no wagering bingo uk this means the spin button automatically clicked for five times. Are the casinos fixing roulette step One – Tap on the large orange Login […]

Read More
Load More