FCA Consumer Duty preparedness survey

FCA Consumer Duty preparedness survey

The FCA has announced that it is conducting a Consumer Duty preparedness survey.     The survey is being sent […]
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Compliance
Ongoing client reviews

Ongoing client reviews

Consumer Duty will require most firms to review their business model and, in particular the value of the services they […]
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Compliance
Keeping up with growth

Keeping up with growth

There has been lots of political talk in recent months about the need for economic growth. Has to be a […]
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Compliance
Consumer Duty Dear CEO Letter: Demonstrating Value

Consumer Duty Dear CEO Letter: Demonstrating Value

Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement […]
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Compliance
Consumer Duty: FCA Multi-Firm Review

Consumer Duty: FCA Multi-Firm Review

The FCA has published the results of its review of the Consumer Duty implementation plans of larger firms, in order […]
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Compliance
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