FCA Consumer Duty preparedness survey
The FCA has announced that it is conducting a Consumer Duty preparedness survey. The survey is being sent […]
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Compliance
Ongoing client reviews
Consumer Duty will require most firms to review their business model and, in particular the value of the services they […]
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Compliance
Keeping up with growth
There has been lots of political talk in recent months about the need for economic growth. Has to be a […]
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Compliance
Consumer Duty Dear CEO Letter: Demonstrating Value
Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement […]
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Compliance
Consumer Duty: FCA Multi-Firm Review
The FCA has published the results of its review of the Consumer Duty implementation plans of larger firms, in order […]
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Compliance
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FCA Consumer Duty preparedness survey