Action required – Firms with Appointed Representatives
The FCA has issued the following reminders for Principal Firms. Respond to our request for information about Appointed […]
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Compliance
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
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Compliance
Consumer Duty – FCA Live and Local events
The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on […]
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Compliance
Advice – Simplified?
The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At […]
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Compliance
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
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Compliance
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Action required – Firms with Appointed Representatives