Action required – Firms with Appointed Representatives

Action required – Firms with Appointed Representatives

The FCA has issued the following reminders for Principal Firms.     Respond to our request for information about Appointed […]
Link
Compliance
CIPs and Independence – what’s all the fuss about?

CIPs and Independence – what’s all the fuss about?

Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
Link
Compliance
Consumer Duty – FCA Live and Local events

Consumer Duty – FCA Live and Local events

The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on […]
Link
Compliance
Advice – Simplified?

Advice – Simplified?

 The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet.     At […]
Link
Compliance
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme

PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme

This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
Link
Compliance
Load More