PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme

PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme

This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
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Compliance
Can you advise on Shares?

Can you advise on Shares?

What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
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Compliance
Thematic review of retirement income advice

Thematic review of retirement income advice

The FCA has announced that it will shortly be undertaking a thematic review to assess the advice consumers are receiving […]
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Compliance
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)

FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)

This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […]
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Compliance
Financial Resilience Survey

Financial Resilience Survey

The FCA have advised as follows:     “We’re asking a number of firms to complete this survey to help […]
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Compliance
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