Senior Managers and Certification Regime – TISA slides
TISA has produced a useful set of slides explaining the SM&CR
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Compliance
FCA Press Release – SM&CR
The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA […]
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Compliance
Use of social media in financial services – the FCA’s view
How do FCA regulations impinge on firms' use of social media?
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Compliance
Preparing for the Senior Managers and Certification Regime
The SM&CR applies to all FCA regulated firms from December 2019.
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Compliance
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
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Compliance
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Senior Managers and Certification Regime – TISA slides