Senior Managers and Certification Regime – TISA slides

Senior Managers and Certification Regime – TISA slides

TISA has produced a useful set of slides explaining the SM&CR
Link
Compliance
FCA Press Release – SM&CR

FCA Press Release – SM&CR

The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA […]
Link
Compliance
Use of social media in financial services – the FCA’s view

Use of social media in financial services – the FCA’s view

How do FCA regulations impinge on firms' use of social media?
Link
Compliance
Preparing for the Senior Managers and Certification Regime

Preparing for the Senior Managers and Certification Regime

The SM&CR applies to all FCA regulated firms from December 2019.
Link
Compliance
Mortgages Market Study final report published

Mortgages Market Study final report published

The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes. 
Link
Compliance
Load More