Investing in Innovative Finance ISAs

Investing in Innovative Finance ISAs

The FCA has highlighted potential issues with how IFISAs are promoted.
Link
Compliance
Cash Flow Models – compliant or not?

Cash Flow Models – compliant or not?

The FCA has concerns about how cash flow models are used.
Link
Compliance
General Insurance – Complaints Handling

General Insurance – Complaints Handling

The FCA has criticised complaints handling in some GI firms.
Link
Compliance
Claims Management – FCA permissions

Claims Management – FCA permissions

From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.
Link
Compliance
Changes to FOS, FSCS and RMAR Fee Data

Changes to FOS, FSCS and RMAR Fee Data

Changes to FOS, FSCS and RMAR effective from 1 April – read on!
Link
Compliance
Load More