Investing in Innovative Finance ISAs
The FCA has highlighted potential issues with how IFISAs are promoted.
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Compliance
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
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Compliance
General Insurance – Complaints Handling
The FCA has criticised complaints handling in some GI firms.
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Compliance
Claims Management – FCA permissions
From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.
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Compliance
Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
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Compliance
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Investing in Innovative Finance ISAs