Thematic Review – GI Distribution

Thematic Review – GI Distribution

The FCA warns GI firms to place greater focus on customer outcomes.
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Compliance
Is your email footer compliant?

Is your email footer compliant?

Many are not ...
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Compliance
Supervisor training 2019

Supervisor training 2019

Details of next scheduled event.
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Compliance
Principals and Appointed Representatives – action needed

Principals and Appointed Representatives – action needed

Following recent FCA investigations that resulted in a Dear CEO letter, firms that have Appointed Representatives need to review the […]
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Compliance
Pension Transfers – the ‘Why now?’ question

Pension Transfers – the ‘Why now?’ question

So, it's right for the client to transfer ... but should the transfer be done NOW?
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Compliance
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